The function and structure of the eggplant

Structure and function of the eggplant

[This page is part of the Introduction of the book In The Cells Of The Eggplant. It's now quite out of date; the structure of the book has changed significantly since I wrote this draft. However, it's not hugely misleading overall.]

A book in two parts

Nautilus shell cut-away

The Eggplant has two main parts: one on rationalism, and the other on meta-rationalism.

The first part works through a series of increasingly sophisticated rational models that try to explain what “believing true things” would mean. Each has a fatal flaw. Each can be patched, producing a more complex model, which also fails. Eventually it becomes plausible that no similar model can work. That suggests we need some quite different story.

The second part of the book presents the meta-rational alternative: a different account of how rationality works and how best to use it.

The book is long enough, and difficult enough, that it needs an exponential spiral organization—like the shell of a nautilus—with repeated summaries and expansions. So here is a more detailed overview…

Taking rationalism seriously

Nowadays, rationalism often operates as a mere eternalistic belief system—an unfounded certainty based on imaginary understanding. Historically, though, rationalism was a serious intellectual project: to justify rationality by applying it to itself. The goal was a well-defined, detailed, rational explanation of what rationality is and why it works. Initially, there was no obvious reason this should not have succeeded.

The first half of The Eggplant works through a series of attempts, and shows how each failed. The aim is not to refute these theories in detail—because it is uncontroversial that each did fail. Rather, we will examine each failure mode in enough detail to diagnose the problem. By comparing these individual diagnoses, a pattern emerges: the overall reason rationalism can’t work.

We will examine the question: “What it would mean to believe a true fact?”

  • What sort of a thing would a belief have to be?
  • How would the world have to be in order for beliefs to be true or false?
  • What would the inside of your head look like if you had beliefs?

Each rationalist model fails to explain truth and belief for particular reasons. Each of these failures can be understood rationally, and so we can apply a patch to explain each class of anomalies, yielding a more complex and sophisticated model. (A “patch” is extra stuff added to software to fix a problem.)

Eventually, rationalism comes to look epicyclic: a hairy, buggy kludge of legacy machinery that still can’t explain key observations. At that point, one may simply hope someone can somehow make it work someday. However, analysis of its failure modes, followed by fundamental re-thinking, leads naturally to the quite different, meta-rational alternative.

The sequence of models roughly recapitulates the development of rationalist thought over the twentieth century. Particularly, it could be taken as a rough history of logical positivism, which was the last serious rationalist movement.

However, the goal here is not historical detail or accuracy, but understanding the intrinsic reasons each patch becomes necessary—as the failure modes of successive models come into view.

The final diagnosis is that every rationalist account gets wrecked, in stormy seas of counterexamples, on the black reef of ontological nebulosity.

If that already seems obvious to you, you could skip over the first half of the book, to go on to read about the meta-rational alternative.

Ontological remodeling

Our diagnosis was that rationalism assumes a fixed ontology, which collides with the reality of ontological nebulosity. Meta-rationality takes ontologies as malleable. Ontological remodeling—reworking categories, properties, and relationships—is a key meta-rational operation.

Meta-rationalism remodels the rationalist ontology of truth, belief, and rationality. So, to understand what sort of thing meta-rationalism is (a remodeling), we need first to understand what meta-rationality does (remodel).

That is quite a complex and difficult subject. The first chapter of part 2 gives an intuitive introduction, relying heavily on specific examples from the history of science. It ends with an extensive discussion of the successive ontological remodelings of the category “planet.”

Taking reasonableness seriously

Meta-rationalism’s explanation for how and when and why rationality works rests on an understanding of how and when and why mere reasonableness works.

Informal reasoning is adequate for most everyday tasks, and it it does not assume a fixed ontology. It usually deals with nebulosity effectively. How?

To find out, we need to take reasonableness seriously. We should not dismiss it—as rationalism often does—as irrelevant because it is irrational, or imagine that it is a crude, weak-sauce approximation to true rationality. It addresses issues formal rationality can’t and doesn’t.

We need to investigate reasonableness as an empirical phenomenon. I will review some major features and dynamics of reasonable activity that have been discovered through rigorous observation.

In summary, reasonableness works because it is context-dependent, purpose-laden, interactive, and tacit. The ways it uses language are effective for exactly the reason rationality considers ordinary language defective: nebulosity.

Remodeling rationality

Formal rationality aims for the opposite qualities: context-independence, purpose-independence, detachment, and explicitness. In some cases, it gains huge leverage by translating a problem from its nebulous real-world specifics into an abstract, formal realm, with a fixed ontology. It solves the problem in that domain, and re-applies the formal solution to the real-world situation.

Formal rationality depends on reasonableness for two reasons.

First, it relies on reasonableness to translate between the nebulous real world and a clear-cut formal abstraction of it. In the simplest cases—sometimes encountered in real-world application of physics theories—that is a matter of simple approximation. The formalism applies directly, to within a fixed margin of error. In most cases, however, it is a much more complex, and nebulous, matter of interpretation and negotiation. These are non-rational, but reasonable, cognitive activities.

Second, perfect context-independence, purpose-independence, detachment, and explicitness can never be achieved—in principle, never mind in practice. Formal models cannot entirely meet these standards for “rationality,” even setting aside the interpretation issues and computational limitations. Rationality is, therefore, much more similar to “mere reasonableness” than rationalist ideology supposes. Further, in practice, formal reasoning is almost always intertwined with informal cognition.

After meta-rational remodeling, “truth” and “belief” appear as jumbles of disparate, nebulous phenomena, sharing only a vague family resemblance—but nevertheless important. This is why meta-rationalism isn’t “sometimes it’s good to believe false things,” or “intuition trumps logic,” or “truth is just a social construction,” or “whatever you take it be,” or any of those other anti-rational clichés.

Rationality, on the meta-rational view, is not the optimal method for discovering truths. It is a jumble of disparate methods of understanding, which work more or less well in different sorts of situations. That makes it no less valuable. And, taking this more realistic view of how and when and why rational methods work can help us apply them more effectively.

Taking meta-rationality seriously

Meta-rationality is reasoning about which rational methods to use, and how, in a specific situation. That can include remodeling systems by understanding how they relate to contexts and purposes.

Effective meta-rationality depends on meta-rationalism: an accurate understanding of how and when and why rational methods work.

The Eggplant is not a manual of meta-rationality. The last part of the book aims more to explain what meta-rationality is, and ways it manifests, than to show you how to do it.

Nevertheless, it does explain some common meta-rational operations, and points out patterns in how they go. I plan to discuss this in more detail in follow-on work. However, I hope even the sketch here may have some practical use.

Does any of this matter?

STEM seems not to work as well as it used to. Hugely more research and development effort yields fewer breakthrough discoveries and fewer significant new products. New ideas seem increasingly hard to find. Many sciences now face a “replication crisis”: most supposed knowledge in these fields turns out to have been false. Eroom’s Law shows that it keeps taking exponentially more R&D to generate new pharmaceuticals. Part of problem is doing rationality badly: failing to preregister experiment designs, or using lousy software development methods, for instance. I don’t think that’s the main thing.

Too much R&D is mechanical by-the-book crank-turning, within a fixed framework, without reflection on whether it makes any sense in context. STEM can be “bad” not because it’s wrong, but because it’s trivial or irrelevant. Only a meta-rational view can help with that.

For individuals in STEM fields, meta-rationality becomes particularly important as one moves from being a technical contributor into management roles. Done well, management is an inherently meta-rational activity: it is about selecting, modifying, and creating systems, in the face of nebulosity. Entrepreneurship is even more obviously meta-rational: you create a company out of nothing, with no rules to guide you, only a nebulous understanding of a business opportunity.

Taking a still broader view:

Our societies, cultures, and selves also seem not to work as well as they used to. In How Meaning Fell Apart, I explained why. In short, the modern world was built on a foundation of rationalism. When rationalism failed, modernity ended. We live now in “postmodernity,” resulting from abandoning rationality, universality, and coherence. Postmodernity is characterized by nihilistic malaise, atomization, and political dysfunction. It could result in a civilization-ending catastrophe.

In Sailing the Seas of Meaningness, I suggest that recovering rationality is an urgent antidote. However, attempting to reinstate modernity by force, on a foundation of rationalism, is infeasible (even if it were desirable). The failures of modernist rationalism are too obvious.

Meta-rationalism is an alternative, more accurate explanation for the value of rationality. I believe we can and should and will remodel society, culture, and ourselves on a meta-rational basis. That will deliver the benefits of rational modernity without its harms and errors.


This page is in the section Introduction: Because rationality matters,
      which is in In the cells of the eggplant,
      which is in ⚒ Fluid understanding: meta-rationality,
      which is in ⚒ Sailing the seas of meaningness,
      which is in Meaningness and Time: past, present, future.

This is the last page in its section.

The next page in book-reading order is Part One: Taking rationalism seriously.

The previous page is Introducing the central concepts.

This page’s topic is Rationalism.

General explanation: Meaningness is a hypertext book (in progress), plus a “metablog” that comments on it. The book begins with an appetizer. Alternatively, you might like to look at its table of contents, or some other starting points. Classification of pages by topics supplements the book and metablog structures. Terms with dotted underlining (example: meaningness) show a definition if you click on them. Pages marked with ⚒ are still under construction. Copyright ©2010–2020 David Chapman. Some links are part of Amazon Affiliate Program.